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Exam Code AAISM
Exam Name ISACA Advanced in AI Security Management Exam
Vendor ISACA
Total Questions 255
Last Updated 26-Oct, 2026
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Free AAISM Practice Questions

Explore 6 free practice questions for the ISACA AAISM exam and review the answers and explanations to support your preparation.

  1. Question 1

    Single answer

    A large language model (LLM) has been manipulated to provide advice that serves an attacker’s objectives. Which of the following attack types does this situation represent?

    • Option A:

      Privilege escalation

      Correct
    • Option B:

      Data poisoning

      Correct
    • Option C:

      Model inversion

      Correct
    • Option D:

      Evasion attack

      Correct
    Show Answer & Explanation Hide Answer & Explanation

    Correct Answer: D

    Explanation

    AAISM categorizes the manipulation of an LLM at inference time, where crafted inputs cause outputs to serve attacker objectives, as an evasion attack. Evasion attacks exploit weaknesses in the model’s decision-making boundaries by altering queries to produce compromised or misleading outputs. Privilege escalation refers to unauthorized access rights, data poisoning targets the training phase, and model inversion reconstructs training data. In this case, manipulation of outputs to align with an attacker’s goals reflects an evasion attack.

    [References:, AAISM Exam Content Outline – AI Risk Management (Adversarial Attack Types), AI Security Management Study Guide – Evasion and Manipulation Risks, ]
  2. Question 2

    Single answer

    A post-incident investigation finds that an AI-powered anti-money laundering system inadvertently allowed suspicious transactions because certain risk signals were disabled to reduce false positives. Which of the following governance failures does this BEST demonstrate?

    • Option A:

      Lack of sufficient computing resources for the AI system

      Correct
    • Option B:

      Insufficient model validation and change control processes

      Correct
    • Option C:

      Excessive reliance on external consultants for model design

      Correct
    • Option D:

      Absence of metrics and dashboard for analysts

      Correct
    Show Answer & Explanation Hide Answer & Explanation

    Correct Answer: B

    Explanation

    AAISM requires formal model change governance: documented justification, risk assessment, validation/verification (V & V), approvals, and post-deployment monitoring when altering features, thresholds, or signals. Disabling risk indicators to reduce false positives without rigorous validation and controlled rollout reflects a failure in model validation and change control, which AAISM treats as a core safeguard against unintended harms and regulatory breaches.

    [References: AI Security Management™ (AAISM) Body of Knowledge — Model Risk Governance; Change Management & Approvals; Validation/Verification Requirements. AAISM Study Guide — Control Gates for Feature/Threshold Changes; Post-Change Monitoring and Backout Criteria., ===========, ]
  3. Question 3

    Single answer

    A financial organization is concerned about the risk of prompt injection attacks on its customer service chatbot. Which of the following controls BEST addresses this concern?

    • Option A:

      Human-in-the-loop

      Correct
    • Option B:

      Input validation

      Correct
    • Option C:

      Increasing model parameters

      Correct
    • Option D:

      Continuous monitoring

      Correct
    Show Answer & Explanation Hide Answer & Explanation

    Correct Answer: B

    Explanation

    AAISM describes prompt injection as an attack where adversaries craft inputs that manipulate model behavior or override system instructions. The recommended control pattern is to implement robust input validation and constraint mechanisms that sanitize and structure user inputs before they are processed by the model. The guidance includes techniques such as template-based prompts, restricted instruction sets, and validation rules to filter malicious or out-of-scope content. Human-in-the-loop (A) provides oversight but may not scale and is not a primary technical protection. Increasing model parameters (C) relates to capacity and performance, not security. Continuous monitoring (D) is important for detection but does not prevent prompt injection at the point of entry. Therefore, input validation, combined with controlled prompt construction, is identified as the best direct control against prompt injection attacks in customer-facing chatbots.

    [References: AI Security Management™ (AAISM) Study Guide – AI Threats and Attack Vectors; Prompt Injection and Input Control Mechanisms., , ]
  4. Question 4

    Single answer

    Which of the following is the MOST critical key risk indicator (KRI) for an AI system?

    • Option A:

      The accuracy rate of the model


      Correct
    • Option B:

      The amount of data in the model

      Correct
    • Option C:

      The response time of the model

      Correct
    • Option D:

      The rate of drift in the model

      Correct
    Show Answer & Explanation Hide Answer & Explanation

    Correct Answer: D

    Explanation

    AAISM highlights that while accuracy and performance metrics are important, the rate of drift is the most critical KRI for AI systems. Model drift occurs when input data or environmental conditions shift, causing the system to degrade and produce unreliable outputs. This risk indicator directly reflects whether the AI continues to function as intended over time. Accuracy rates and response times are performance metrics, not primary risk signals. The amount of data in the model does not reliably indicate exposure to risk. Therefore, the greatest KRI for ongoing assurance and governance is the rate of drift.

    [References:, AAISM Study Guide – AI Risk Management (Monitoring and Drift Detection), ISACA AI Security Management – Key Risk Indicators for AI Systems, , , ]
  5. Question 5

    Single answer

    A financial organization is concerned about AI data poisoning. Which control BEST mitigates this risk?

    • Option A:

      Implementing a break-glass policy

      Correct
    • Option B:

      Transparency with customers about data sources

      Correct
    • Option C:

      Using training data from multiple sources

      Correct
    • Option D:

      Delivering AI-specific security awareness training

      Correct
    Show Answer & Explanation Hide Answer & Explanation

    Correct Answer: C

    Explanation

    AAISM outlines that diversifying training data sources reduces the likelihood and impact of poisoning because:

    • attack samples become harder to inject

    • anomalies are easier to detect

    • corrupted data has reduced influence on model behavior

    Break-glass procedures (A) relate to incident response, not mitigation. Customer transparency (B) does not stop poisoning. Awareness training (D) is insufficient alone.

    [References: AAISM Study Guide – Data Poisoning Mitigation; Data Diversity and Source Validation., ============================================, ]
  6. Question 6

    Single answer

    Which of the following is MOST important for an organization to consider when implementing a preventive security safeguard into a new AI product?

    • Option A:

      Input sanitization

      Correct
    • Option B:

      Model output monitoring

      Correct
    • Option C:

      Penetration testing

      Correct
    • Option D:

      Differential privacy

      Correct
    Show Answer & Explanation Hide Answer & Explanation

    Correct Answer: A

    Explanation

    AAISM materials emphasize that the most effective preventive safeguard is to ensure input sanitization. Preventive controls stop malicious or malformed inputs from reaching the model in the first place, thereby reducing the likelihood of prompt injection, evasion, or poisoning at inference time. Model output monitoring is a detective control, not preventive. Penetration testing is an assessment technique rather than a safeguard. Differential privacy protects data privacy but does not prevent adversarial input manipulation. Therefore, the most important preventive safeguard in a new AI product is robust input sanitization.

    [References:, AAISM Study Guide – AI Technologies and Controls (Preventive vs. Detective Safeguards), ISACA AI Security Management – Input Validation in AI Systems, , , ]